Human Personhood and Human Dignity
Several thoughtful commenters have asked me to say more about human personhood and human dignity after yesterday’s post on Rand Paul’s argument against abortion on the grounds that human life begins at conception.
As I argued there, the fact that human life begins at conception doesn’t actually do any heavy lifting with regard to questions about human personhood or rights. Being a person means more than simply being alive. Think, for example, of the patient in the hospital whose cerebrum is fundamentally injured. The continued existence of the patient is not open to question: so long as she is breathing and her heart is pumping — functions that are regulated by the brainstem rather than the cererum — she is living.
At issue, though, is that the person who existed before the traumatic brain injury is now no longer in existence. All the things that made the patient who she was have left the body of the patient. These things are far more integral to our coneption of personhood — and of life itself — than the mere animal functioning of brainstem, heart, and lungs (which can be duplicated by machine). What cannot be duplicated or replaced is the sense of self, the “I” that I argue makes us persons and from which human dignity, the source of our human rights, is derived.
I don’t want to suggest that we achieve dignity through rational thought or action, i.e., that we earn our dignity in the way that Kant suggests; instead, my argument is that dignity arises from our higher brain function. In particular, dignity is a function of our self-consciousness, our ability to talk and think about ourselves.
The Greek δόξα, from which dignity is derived, is defined as “the opinion which others have of one, estimation, repute.”[1] While this ancient concept was thought to rely on the way we were perceived by others, I want to argue that of far greater importance is the opinion we have of ourselves and, in particular, the stories we tell about ourselves. My dignity is bound up with my answer to the most fundamental identity question, “Who am I? [which] will normally address what is most salient in one’s sense of self.”[2] This narrative identity, David DeGrazia notes, “involves our self-conceptions, our sense of what is most important to who we are.”[3] Bound up with my narrative identity is the sense that I can make something of myself; it is the ability to posit a future that I have a hand in shaping (which can be traced back at least as far as Nietzsche and has been updated by contemporary theorists like Ronald Dworkin and Richard Rorty). DeGrazia puts this especially cogently: “Much of what matters (to most of us, anyway) is our continuing existence as persons—beings with the capacity for complex forms of consciousness—with unfolding self-narratives and, if possible, success in self-creation.”[4]
Ultimately, then, I argue that personhood and dignity are bound up together, that one cannot be a human person without the ability — derived from organized cortical brain activity — to feel as though there is a “I” in the center of one’s brain, pulling levers and adjusting dials (even though we know that, in fact, this is simply an evolutionary strategy developed by our genes to make ours brains better, more clever ones). This “I” amounts to a feeling of selfhood that, finally, accounts for our having dignity and being persons. As I conclude in my book, “It is, in my estimation, the feature that separates human persons from human animals and, so far as we know, from all other animals.”
Though the patient with the traumatic brain injury and the person she was before the injury are the same biological animal, the person died when her cerebral cortex, the self-creating part of her brain, stopped functioning. The patient with the traumatic brain injury is no longer a rights-bearing person because the patient does not possess the equipment necessary for personhood and dignity. The same is obviously true of the blastocyst, insofar as it’s simply a ball of cells and has no brain whatsoever.
In the end, I think human life alone is not enough to provide us with rights, that a heartbeat — which can be accomplished entirely by machines — doesn’t require governmental action on my behalf. Indeed, in the cases at issue here, the idea of “my” in “my behalf” doesn’t really have any meaning, as without higher brain function, I cannot conceive of myself at all. That’s why I argue that our rights hinge not simply on our bodily functions but on our dignity. Certain fetuses, on my reading, cannot properly be understood to be bearers of dignity and are thus not the bearers of rights.
While I have no doubt that some people will want to suggest problems with this argument — and I look forward to hearing them! — I think it’s a much stronger position than the one put forward by people like Rand Paul, Paul Ryan, or my thoughtful commenters. First of all, it contains an explanation about why human persons have special rights that require governmental protection while other living animals do not. Secondly, it provides us with the measuring tool of higher brain function — which ensoulment clearly does not provide — for making decisions that would potentially infringe on the rights of women. And, finally, it keeps religious belief away from a heated public policy debate, ensuring that people who believe that blastocysts are the beloved children of God are entitled to that belief but are not entitled to enforce it on anyone else.
[1] Henry George Liddell and Robert Scott, A Greek-English Lexicon, revised and augmented by Sir Henry Stuart Jones with the assistance of Roderick McKenzie (Oxford: Oxford University Press, 1969), 444.
[2] David DeGrazia, “Identity, Killing, and the Boundaries of Our Existence,” Philosophy and Public Affairs 31(4) (Fall 2003), 423.
[3] Ibid., 424.
[4] Ibid.
![The problem with Peter Singer’s account is not only that a lot of people would consider it to be monstrous but also that it’s based on what I take to be an unsupportable distinction.
At what point, one might justifiably wonder, does a fetus gain a right to life: conception, viability, birth, or some other time? Famously, Peter Singer has argued “that since no fetus is a person no fetus has the same claim to life as a person” (Writings on an Ethical Life, 160). On this point, he and I are in agreement: fetuses are not self-conscious, cannot engage in self-creation, and are not bearers of dignity.
But Singer goes much farther: “Now it must be admitted that these arguments apply to the newborn baby as much as to the fetus. A week-old baby is not a rational and self-conscious being, and there are many nonhuman animals whose rationality, self-consciousness, awareness, capacity to feel, and so on, exceed that of a human baby a week or a month old. If the fetus does not have the same claim to life as a person, it appears that the newborn baby does not either” (Ibid.). The reason, on my reading, that Singer goes too far with his suggestion about the permissibility of infanticide is that he puts too much weight on the psychological aspect of the human mind and not enough on the biological.
It might well be the case that we who are persons do not have strong psychological connections to the infants we were, but – as yet – we aren’t certain. We know, however, that healthy infants’ brains display organized cortical brain activity (OCBA) and, David Boonin argues, we can measure both the beginning and ending of this “electrical activity in the cerebral cortex of the sort that produces recognizable EEG readings” (A Defense of Abortion, 115).Given that, Boonin’s argument for using OCBA as the standard by which to judge whether a fetus is a person makes a good deal of sense. If OCBA is not present, we would be hard pressed to make a case for the self-creative feature of the human mind about which I’ve already said so much. For the cerebral cortex must be working in a organized manner before anyone can claim that the brain has created the sense of self that is the key feature of personhood.
If we are drawing lines – and with questions of birth and death it often appears that we must – then the line should be drawn at the earliest stage possible. With regard to self-consciousness and dignity, it seems to me that Boonin’s line allows much less room for error than Singer’s. Although it might very well be the case that selfhood (as we understand it) begins in infancy – and with it, dignity and personhood – Boonin suggests that we draw the line at the 25th week of pregnancy; the reason is that there is “ample evidence to suggest that [OCBA begins] to occur sometime between the 25th and 32nd week” (Ibid.).
We might push the line back a bit, however, and adopt an even more conservative estimate about OCBA by drawing the line at 20 weeks; as Boonin concedes, “Burgess and Tawia identify 20 weeks of gestation as ‘the most conservative location we could plausibly advocate’ as the beginning of what they call ‘cortical birth,’ because it is at this point that ‘the first “puddle” of cortical electrical activity’ of an ‘extremely rudimentary nature’ begins to appear in brief spurts” (128). Adopting this position – rather than Singer’s – would be to argue for a fetal right to life at the 20th week of pregnancy (the earliest time at which it is possible for OCBA to occur) and, of course, to prohibit things like infanticide.
This is, of course, a somewhat radical position, as it suggests that the ruling in Roe v. Wade – already controversial enough – needs to be reconsidered in favor of limiting some abortions. While many would argue that redrawing this line is wildly problematic, those who would most feel the effect of doing so are those who suggest that fetuses are persons with rights from the moment of conception, for Boonin notes that “even if we push back the gray area from 25 weeks to 20 weeks, it will still turn out that 99 percent of abortions take place before the fetus acquires a right to life” (Ibid.).[1] In the end, tying the permissibility of abortion to the absence of organized cortical brain activity seems to have a limited effect on public policy and squares a difficult issue with the nonreligious understanding of personhood I advance in my book.
[1] This does, however, affect that notion – drawn from the ruling in Planned Parenthood of Pennsylvania v. Casey – that viability is an important moment to consider in the life of a fetus. As William Cooney suggests – in “The Fallacy of All Person-Denying Arguments for Abortion,” 8 Journal of Applied Philosophy 2 (1991) – it is not: “Does a 5-month-old fetus then become a person when that stage of technology exists? Can personhood be a condition relative to and dependent on technology?” (161). If technology were to allow for earlier viability, this would not change the facts about personhood because a viable pre-OCBA fetus lacks a sense of self and, consequently, dignity and rights.](http://25.media.tumblr.com/33b7359f79f1179d0f9fa678e8d3030c/tumblr_mjwuk17nM61qzy2emo1_500.png)
![In his piece at the New Yorker, Teju Cole laments that something terrible seems to have happened to President Obama, our country’s “reader-in-chief”:
The recently leaked Department of Justice white paper indicating guidelines for the President’s assassination of his fellow Americans has shone a spotlight on these “dirty wars” (as the journalist Jeremy Scahill rightly calls them in his documentary film and book of the same title). The plain fact is that our leaders have been killing at will.
How on earth did this happen to the reader in chief? What became of literature’s vaunted power to inspire empathy? Why was the candidate Obama, in word and in deed, so radically different from the President he became? In Andrei Tarkovsky’s eerie 1979 masterpiece, “Stalker,” the landscape called the Zona has the power to grant people’s deepest wishes, but it can also derange those who traverse it. I wonder if the Presidency is like that: a psychoactive landscape that can madden whomever walks into it, be he inarticulate and incurious, or literary and cosmopolitan.
Alan Jacobs responds:
The idea that the reading of literature is somehow intrinsically ennobling is something I have been fighting against for a long time, but people always find this strange, and invariably, when I have popped off on this subject, someone says “Well, why are you a literature professor, then?”
I could simply say that I find literature immensely interesting both because of its aesthetic qualities and because of the insights it yields into the cultures from which it arises. And that would be enough. But in fact I do believe that literature can have a significant role in a person’s moral and even spiritual development: it just is highly unlikely to have a leading role. It has an ancillary role in character formation: what readers can get from literature largely depends on other, more powerful forces.
For my own part, I find myself agreeing with Cole — and through him with some of the excellent authors he cites — about the transformative potential of literature. As someone who teaches human rights and great works of literature for a living, I have a vested interest in the argument; I very much want it to be the case that literature can be transformative for most of us … even if the upper eschelons of power somehow manage to undo much of the great work that reading can do.
Note, though, that I used the word “potential” in the above paragraph. It isn’t necessarily the case that reading great works of literature will expand one’s moral imagination or that, once expanded, one’s moral imagination will rule the day. In this sense, Jacobs has a point. One could read literature and be inspired to care about others … but only to a point.
This is where my reading of the philosopher Richard Rorty comes in. In Contingency, Irony, and Solidarity, Rorty writes:
Fiction like that of Dickens, Olive Schreiner, or Richard Wright gives us the details about kinds of suffering being endured by people to whom we had previously not attended. Fiction like that of Choderlos de Laclos, Henry James, or Nabokov gives us the details about what sorts of cruelty we ourselves are capable of, and thereby lets us redescribe ourselves.
Rorty here is describing his ideal type, the liberal ironist, who benefits from reading great and challenging works of literature because it enables her to gather as much information as possible about the suffering of others and about the language in which they express their beliefs, fears, and highest hopes. The liberal ironist is an ideal because she not only “faces up to the contingency of … her own most central beliefs and desires [but also] include[s] among these ungroundable desires [her] own hope that suffering will be diminished, that the humiliation of human beings by other human beings may cease” (xv).
The trouble for President Obama, for Cole, and for me is that we are liberals, insofar as we care about minimizing the suffering of others, but we are not ironists, at least not publicly. Indeed, Rorty’s ideal of liberal irony is fundamentally a private one rather than a public one; he writes, “I cannot go on to claim that there could or ought to be a cuture whose public rhetoric is ironist. I cannot imagine a culture which socialized its youth in such a way as to make them continually dubious about their own process of socialization” (87).
As Cole notes, “Any President’s gravest responsibilities are defending the Constitution and keeping the country safe.” He goes on to ask, “What makes certain Somali, Pakistani, Yemeni, and American people of so little account that even after killing them, the United States disavows all knowledge of their deaths?” The answer, of course, is that these people are perceived as threats to American citizens and to the United States, as standing directly in the path of “keeping the country safe.” It’s the point at which our private ironism that allows us to see the problems with this way of thinking runs headlong into the necessity for us to be publicly unironic about things like security and thus to think of ourselves different from those who might harm us.
Of course, we don’t know whether or not President Obama is at war with himself about these drones strikes, but it’s certainly important for me to imagine that he is, that he is deeply disturbed by them or at the very least that he doesn’t undertake them lightly. This allows me to cling to the image of Obama as our deeply-conflicted reader-in-chief, someone who cares about the suffering of others because he has read “the sort of long, sad, sentimental story that begins, ‘Because this is what it is like to be in her situation – to be far from home, among strangers,’ or ‘Because she might become your daughter-in-law,’ or ‘Because her mother would grieve for her’” (185).
Whether or not Obama is conflicted, ultimately, doesn’t much matter for the people whose deaths he has ordered or for those who were merely nearby. But I think it does matter a great deal for us. This isn’t, after all, really a debate about the transformative potential of literature; it’s a debate about our public beliefs and opinions with regard to the suffering of those who are different from us and who might (but also might not) threaten us in some way. We must ask ourselves, how we will treat those people and how our thoughts on the matter reflect our understanding of ourselves as political liberals.](http://24.media.tumblr.com/bf94cccf6d71d36ba47f1407eff7c5fb/tumblr_mi45xfcEDE1qzy2emo1_500.jpg)
![With the penalties handed down by the NCAA today, it seems we can finally focus on what really matters to us … namely whether or not Penn State’s suffering is sufficient.
A great many people seem content, especially since these unprecedented penalties are actually a whole lot worse than the poorly-named “death penalty” that some thought would be levied against the football program. Indeed, Jason Whitlock — pleased the NCAA demonstrated that it has some integrity left — writes:
The sanctions cripple Penn State football. The four-year bowl ban, four-year scholarship reductions and the freedom granted to current players to transfer immediately without penalty or simply decline to play while maintaining their scholarships will make Penn State the Vanderbilt of the Big Ten. The reduction to Vanderbilt’s level of competitiveness is likely permanent. It’s going to take two decades for Penn State football to recover.
Others are not as pleased as Whitlock, though they are largely members of the Penn State community:
“By essentially taking away the main pillar of the university, you are almost pulling the university down,” former student Ujas Patel told CNN. What really hurts, he said, is taking wins away from Paterno, known affectionately by fans as “JoePa.”
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Here are a few tweets from PSU players:
ah crap… so i lost every college football game i ever played in?
— Evan Royster (@Evan_Royster) July 23, 2012
Psu vs the world!!! Day 1
— Nate Cadogan (@ThaniBoy70) July 23, 2012
So I guess we should expect NCAA agents to come melt our B1G Championship rings and wipe our memory, men-in-black style #canterasehistory
— Ryan M. Scherer (@SchererDumbLuck) July 23, 2012
Whether or not you think the NCAA sanctions too severe, I think one thing is very obvious: Penn State’s upper echelon administrators gambled and they lost.
But what makes things more challenging for all of us is that they largely gambled with other people’s money. And so, when they lost, the losers also included Penn State athletes, students, alums, faculty, staff, and Pennsylvania as a whole.
And also the young men and boys who were sexually assaulted by Jerry Sandusky.
There’s been a lot of talk about the damage done to innocent football players, college students, and fans … but I can’t help feeling like we focus on them because we’re doing our best not to focus on the victims of sexual violence.
So many people have focused on the current and former Penn State students and athletes. And I’ll focus on them a bit too. Here it is:
I don’t really care a whole lot about them and their feelings.
The reputation of their university has been tarnished. Going to football games won’t be fun for them. People will look askance at them when they wear their PSU gear.
And they were misled. That’s the nature of a cover-up. They were led to believe that their legendary coach was a hero and not an enabler of a rapist. And they were led to believe that the people running the show at their university had their best interests at heart rather than the reputation of the football program and its coach.
But I’m actually sorry for the young men and boys who were sexually assaulted by a Penn State football coach on Penn State property. And I’m actually sorry that officials at the university made the conscious choice to cover up criminal behavior, enabling that criminal behavior to continue, in an attempt to serve the wishes of the coaching staff and to sustain the university’s reputation.
It’s true that current and former Penn State students and athletes didn’t have anything to do with the decision to cover up Jerry Sandusky’s crimes.
But it’s also true that the culture at Penn State played a large role in the decision-making that resulted in that cover-up. If you don’t see that, then you don’t understand the pernicious effect that a big-time revenue-producing sport has on a university.
This is not simply a problem for Penn State, though Penn State fell to a particularly awful low point. What I’ve said applies to all universities with major athletic programs. For example, I’m a proud alum of Michigan State University. I like Tom Izzo, our basketball coach, and I think he’s generally one of the good guys. But he’s not my hero and I think it’s inappropriate to lionize him just because he’s a winning coach. I think we can do a lot better when it comes to selecting our heroes. But even more importantly, we need to be able to adjust our feelings about our heroes when new information comes to light. Otherwise, we end up becoming apologists for the rapists and liars who used to be our heroes, arguing that the independent report produced by Louis Freeh doesn’t give enough hard evidence to paint Paterno in such a negative light or, as the Paterno family claims, failed to interview all the people who would speak up for Paterno.
It’s sad for these students, athletes, alums, and fans … even though they’re not innocent and even though they aren’t behaving particularly well as their world crumbles around them (but, honestly, who would?). Of course, even as I set a portion of the blame for all that’s happened at their feet, I also have to press the point that American universities have done a real disservice to themselves by letting their athletic departments run roughshod over them as institutions of higher education. It’s hard to sustain the central mission of a university in the face of the vast, vast sums of money that revenue-producing sports bring in. In accepting all this cash, universities become beholden to coaches, to tv contacts, to advertisers, to athletic cabals, and to major donors.
There’s a huge problem there and it’s not at all specific to Penn State. Anyone who thinks that their university doesn’t have an athletic department that’s a problem just waiting to happen is making a serious mistake.](http://24.media.tumblr.com/tumblr_m7mm35b0i41qzy2emo1_500.jpg)